Registrant Regulation Compliance Strategies Summit 2012

Mar 21-22, 2012 in Toronto, ON (Canada)

Network directly with regulatory organizations and get your questions answered through extended Q & A. Meet with your peers and exchange compliance strategies. Learn how to reduce risks, manage the regulatory audit process and prepare for enforcement changes. Determine the best strategies in record keeping and comply with the Dodd-Frank Act.

Event Location

Metropolitan Hotel Toronto

108 Chestnut St.

Toronto, ON M5G 1R3

Canada

view full map | view directions

Additional Info

ICPMs, Exempt Market Dealers, Investment Dealers, Brokers, and Securities Firms, Retail Banks, Investment Fund Managers, and Mutual Fund Firms, Lawyers: Investment, Securities & Compliance, Technology Service Providers.

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Weather Near Location

Current Conditions in 108 Chestnut St., Toronto, M5G 1R3

108 Chestnut St., Toronto, M5G 1R3

68° F, Mostly Cloudy on May 24, 2012

Humidity: 78%, Wind: E at 12 mph

  • Thu

    Fog on Thu

    High: 88° F

    Low: 66° F

  • Fri

    Chance of Storm on Fri

    High: 81° F

    Low: 63° F

  • Sat

    Partly Sunny on Sat

    High: 77° F

    Low: 63° F

  • Sun

    Chance of Storm on Sun

    High: 73° F

    Low: 61° F

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